PRIVACY POLICY

Unlisted Edge LLP

This Privacy Policy describes how Unlisted Edge LLP, having its registered office at:

UNLISTED EDGE LLP

Flat No. 304, G Corp Icon, Thanisandra

Bangalore – 560077

Karnataka, India

(“Company”, “we”, “us”, or “our”) collects, uses, processes, stores, and protects personal data of users (“User”, “you”, “your”) who access our website, platform, or services.

By using our platform, you consent to the practices described in this Privacy Policy.

1. Legal Framework

We process personal data in accordance with:

  • Digital Personal Data Protection Act, 2023 (India)
  • Information Technology Act, 2000
  • Prevention of Money Laundering Act (PMLA)
  • SEBI regulations (where applicable)
  • Applicable RBI and financial compliance guidelines

2. Information We Collect

2.1 Personal Information

We may collect:

  • Full Name
  • Date of Birth
  • PAN
  • Aadhaar (where permitted by law)
  • Demat Account Details
  • Bank Account Information
  • Email address
  • Mobile number
  • Residential address
  • IP address and device information

2.2 Financial & Transaction Information

  • Investment preferences
  • Transaction history
  • Payment records
  • Subscription history

2.3 Technical Data

  • Browser type
  • Operating system
  • Login timestamps
  • Usage patterns
  • Cookies and tracking data

3. Purpose of Data Collection

We collect and process data for:

  • KYC and identity verification
  • AML compliance
  • Transaction facilitation
  • Fraud detection and prevention
  • Platform improvement
  • Customer support
  • Regulatory reporting
  • Subscription management
  • Legal compliance

We do not sell personal data to third parties.

4. Lawful Basis of Processing

Your data is processed based on:

  • Your consent
  • Performance of contract
  • Compliance with legal obligations
  • Legitimate business interests

Where consent is required, you may withdraw it subject to legal restrictions.

5. Data Sharing & Disclosure

We may share data with:

  • Banks and payment gateways
  • Depository participants
  • Regulatory authorities
  • Law enforcement agencies
  • KYC verification service providers
  • Technology vendors under strict confidentiality

We do not share data for advertising resale.

6. Data Retention

We retain data:

  • As long as required under applicable financial regulations
  • For minimum statutory retention periods
  • To resolve disputes
  • To prevent fraud

Data may be retained even after account closure where legally required.

7. Data Security

We implement:

  • Encryption protocols
  • Secure servers
  • Access control mechanisms
  • Multi-factor authentication
  • Regular security audits

8. User Rights Under DPDP Act

You have the right to:

  • Access your personal data
  • Request correction
  • Request deletion (subject to legal retention requirements)
  • Withdraw consent
  • Nominate a representative in case of incapacity

Requests can be sent to support@unlisted-edge.com.

9. Cookies Policy

We use cookies to:

  • Improve user experience
  • Track performance
  • Enhance platform security
  • Analyze traffic

You may disable cookies in your browser settings, but some features may not function properly.

10. International Data Transfers

If data is transferred outside India:

  • It shall comply with applicable Indian data protection laws
  • Safeguards will be implemented

11. Grievance Officer

In accordance with Indian IT rules, the Grievance Officer details are:

Name: Anubhav Saxena

Email: support@unlisted-edge.com

Address: Flat No. 304, G Corp Icon, Thanisandra, Bangalore – 560077

12. Changes to Privacy Policy

We may update this Policy periodically.

Revised versions will be published on our website.

Continued use constitutes acceptance.

KYC & AML POLICY

Unlisted Edge LLP

1. Purpose

This KYC & AML Policy is designed to:

  • Prevent money laundering
  • Prevent terrorist financing
  • Ensure regulatory compliance
  • Maintain transaction transparency
  • Protect platform integrity

2. Customer Identification Procedure (CIP)

Before permitting transactions, we may require:

  • PAN verification
  • Aadhaar authentication (where permitted)
  • Bank account verification
  • Demat account verification
  • Address proof
  • Selfie or video verification
  • Additional documentation for high-value transactions

Incomplete KYC may result in restricted access.

3. Risk-Based Approach

Users may be categorized as:

  • Low Risk
  • Medium Risk
  • High Risk

Higher risk profiles may require enhanced due diligence (EDD).

4. Ongoing Monitoring

We may monitor:

  • Transaction patterns
  • Unusual trading activity
  • Suspicious fund flows
  • Rapid high-volume trades

Suspicious transactions may be reported to authorities under PMLA.

5. Politically Exposed Persons (PEP)

Enhanced due diligence may be applied if the User is:

  • A politically exposed person
  • Related to a PEP
  • From high-risk jurisdictions

6. Record Maintenance

We maintain records of:

  • Identity verification
  • Transaction logs
  • Risk assessments

For the period required under Indian law.

7. Reporting of Suspicious Activity

We reserve the right to:

  • Freeze accounts
  • Decline transactions
  • Report suspicious activity to relevant authorities

Without prior notice to the User where legally required.

8. Compliance Oversight

The Company designates a Compliance Officer responsible for:

  • Monitoring AML compliance
  • Reporting obligations
  • Internal audits
  • Staff training

9. Non-Compliance

Failure to comply with KYC requirements may result in:

  • Account suspension
  • Transaction rejection
  • Permanent termination